Filing Details

Accession Number:
0001249155-16-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 21:31:00
Reporting Period:
2016-11-17
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 21:31:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573792 Charles Dennis Jury 5 Lochness Avenue
Torrens Park Sa C3 5062
Evp Operations And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-17 1,000 $4.75 286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 233,338 Indirect By Retirement Fund
Footnotes
  1. These shares are owned directly by the Jury Bain Superannuation Fund, a self-directed retirement fund of which the reporting person is a beneficiary.