Filing Details

Accession Number:
0001140361-16-087275
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 16:51:32
Reporting Period:
2016-11-16
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 16:51:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO () SC
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026285 L Andrew Farkas One Crescent Drive, Suite 203
Philadelphia PA 19112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
8.50% Series A Cumulative Redeemable Preferred Stock Acquisiton 2016-11-16 21,276 $0.00 21,276 No 4 P Direct
Common Stock Acquisiton 2016-11-17 21,444 $0.00 21,444 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 715,396 Indirect See Footnote
Footnotes
  1. On November 16, 2016, the reporting person purchased, in multiple transactions, a total of 21,276 shares of 8.50% Series A Cumulative Redeemable Preferred Stock of Resource Capital Corp. ("RSO") at prices ranging from $22.40 to $23.50.
  2. On November 17, 2016, the reporting person purchased, in multiple transactions, a total of 21,444 shares of common stock of RSO at prices ranging from $9.36 to $9.43.
  3. Shares are collectively held by Resource Capital Investor, Inc. and Resource Capital Manager, Inc., each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC,of which the reporting person is the managing member and thus has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.