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Filing Details

Accession Number:: 0001104659-16-157889
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-17 21:10:46
Reporting Period:: 2016-09-15

Filing Date:: 2016-11-17
Accepted Time:: 2016-11-17 21:10:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1420031	Emmaus Life Sciences Inc.	NONE	Blank Checks (6770)	412254389

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1517691	Yutaka Niihara	21250 Hawthorne Blvd. Suite 800 Torrance CA 90503	Chairman And Ceo	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-09-15	31,327	$3.50	11,802,408	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-14	10,000	$4.50	11,812,408	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Convertible Promissory Note dated 2015-09-29	Acquisiton	2016-09-15	0	$3.50	0	$3.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-09-29	2017-09-28	No	4	C	Direct

Footnotes

Includes 9,583,260 shares that are held jointly by Yutaka Niihara and his wife and Soomi Niihara. Also includes 44,229 shares of common stock for which Dr. Niihara is custodian and has sole voting and investment control over the shares. Also includes 55,556 shares owned by Hope International Hospice, Inc (Hope Hospice). Dr. Niihara is the Chief Executive Officer of Hope Hospice and, as such, has voting and investment power over such shares. Also includes 750,000 shares underlying stock options, 1,300,000 shares underlying warrants to purchase shares of common stock and 49,363 shares of common stock underlying outstanding convertible notes. Dr. Niihara disclaims beneficial ownership of the shares held by Hope Hospice and this report should not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Includes 9,593,260 shares that are held jointly by Yutaka Niihara and his wife and Soomi Niihara. Also includes 44,229 shares of common stock for which Dr. Niihara is custodian and has sole voting and investment control over the shares. Also includes 55,556 shares owned by Hope International Hospice, Inc (Hope Hospice). Dr. Niihara is the Chief Executive Officer of Hope Hospice and, as such, has voting and investment power over such shares. Also includes 750,000 shares underlying stock options, 1,300,000 shares underlying warrants to purchase shares of common stock and 49,363 shares of common stock underlying outstanding convertible notes. Dr. Niihara disclaims beneficial ownership of the shares held by Hope Hospice and this report should not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.