Filing Details

Accession Number:
0001127602-16-067645
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 17:39:40
Reporting Period:
2016-11-15
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 17:39:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
5513 Unum Group UNM Accident & Health Insurance (6321) 621598430
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497317 F John Mcgarry 1 Fountain Square
Chattanooga TN 37402
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-15 5,520 $26.29 67,445 No 4 M Direct
Common Stock Disposition 2016-11-15 5,520 $41.14 61,925 No 4 S Direct
Common Stock Acquisiton 2016-11-15 6,613 $23.35 68,538 No 4 M Direct
Common Stock Disposition 2016-11-15 6,613 $41.14 61,925 No 4 S Direct
Common Stock Acquisiton 2016-11-15 4,850 $24.25 66,775 No 4 M Direct
Common Stock Disposition 2016-11-15 4,850 $41.14 61,925 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-15 5,520 $0.00 5,520 $26.29
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-15 6,613 $0.00 6,613 $23.35
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-15 4,850 $0.00 4,850 $24.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-22 No 4 M Direct
0 2020-02-21 No 4 M Direct
0 2021-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,038 Indirect By 401(k) Plan
Common Stock 805 Indirect By N-Q 401(k) Plan
Footnotes
  1. Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  2. Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  3. Includes 26,176 stock-settled RSUs and 42,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  4. Includes 26,176 stock-settled RSUs and 40,599 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  5. The options vest in three equal annual installments beginning on February 22, 2012.
  6. The options vest in three equal annual installments beginning on February 21, 2013.
  7. The options vest in three equal annual installments beginning on February 20, 2014.