Filing Details

Accession Number:
0000920321-16-000195
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 15:55:48
Reporting Period:
2016-06-10
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 15:55:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920321 Cenveo Inc CVO Converted Paper & Paperboard Prods (No Contaners/Boxes) (2670) 841250533
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1164465 Sr G Robert Burton Cenveo Inc.
200 First Stamford Place
Stamford CT 06902
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-16 15,975 $6.89 310,211 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Acquisiton 2016-06-10 37,491 $12.00 37,491 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,491 2016-06-10 2024-06-10 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 312,500 Indirect see footnote
Footnotes
  1. Includes 86,821 shares purchased under Issuer's Employee Stock Purchase Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.84 to $6.95, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  3. Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.
  4. Reflects the one-for-eight reverse stock split effected on July 13, 2016.
  5. Consists of 299,922 warrants to purchase 37,491 shares of common stock at $12.00 per share. Such warrants were issued in Cenveo, Inc.'s exchange offer for all of its 11.5% senior notes due 2017, in which Mr. Burton received such Warrants and $2,837,100 of Cenveo, Inc.'s new 6% senior notes due 2024 in exchange for $4,053,000 of such 11.5% notes.