Filing Details
- Accession Number:
- 0000711377-16-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 20:00:43
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 20:00:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 18,000 | $28.67 | 904,212 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-14 | 18,000 | $36.07 | 922,212 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 36,000 | $61.00 | 886,212 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2016-11-14 | 18,000 | $0.00 | 18,000 | $28.67 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2016-11-14 | 18,000 | $0.00 | 18,000 | $36.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 339,001 | 2017-10-04 | No | 4 | M | Direct | |
| 339,001 | 2018-08-30 | No | 4 | M | Direct |
Footnotes
- Options were granted 10/4/2012, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
- Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant
Billionaire Hedge Funds
