Filing Details

Accession Number:
0000082811-16-000213
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 15:00:13
Reporting Period:
2016-11-15
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 15:00:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
82811 Regal Beloit Corp RBC Motors & Generators (3621) 390875718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490604 John Avampato 200 State Street
Beloit WI 53511
Vp & Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-15 2,500 $44.12 13,097 No 4 M Direct
Common Stock Acquisiton 2016-11-15 6,000 $42.28 19,097 No 4 M Direct
Common Stock Disposition 2016-11-15 1,874 $69.25 17,223 No 4 F Direct
Common Stock Disposition 2016-11-15 626 $69.26 16,597 No 4 S Direct
Common Stock Disposition 2016-11-15 4,395 $69.10 12,202 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2016-11-15 2,500 $0.00 2,500 $44.12
Common Stock Stock Appreciation Rights Disposition 2016-11-15 6,000 $0.00 6,000 $42.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-01 2017-05-01 No 4 M Direct
0 2010-05-02 2018-05-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,252 Indirect Retirement Savings Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $42.65 2011-05-08 2019-05-08 6,000 6,000 Direct
Common Stock Stock Appreciation Rights $61.36 2012-05-05 2020-05-05 6,000 6,000 Direct
Common Stock Stock Appreciation Rights $72.29 2013-05-04 2021-05-04 6,000 6,000 Direct
Common Stock Stock Appreciation Rights $63.56 2014-05-03 2022-05-03 6,500 6,500 Direct
Common Stock Stock Appreciation Rights $64.99 2015-05-02 2023-05-02 3,875 3,875 Direct
Common Stock Stock Appreciation Rights $75.76 2016-05-07 2024-05-07 3,600 3,600 Direct
Common Stock Stock Appreciation Rights $78.15 2017-05-12 2025-05-12 4,500 4,500 Direct
Common Stock Stock Appreciation Rights $57.43 2018-05-11 2026-05-11 6,825 6,825 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-05-08 6,000 6,000 Direct
2020-05-05 6,000 6,000 Direct
2021-05-04 6,000 6,000 Direct
2022-05-03 6,500 6,500 Direct
2023-05-02 3,875 3,875 Direct
2024-05-07 3,600 3,600 Direct
2025-05-12 4,500 4,500 Direct
2026-05-11 6,825 6,825 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $69.25 to $69.325. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
  3. Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
  4. Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.