Filing Details
- Accession Number:
- 0001127602-16-067355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 13:23:07
- Reporting Period:
- 2016-09-20
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 13:23:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1652044 | Alphabet Inc. | GOOG | () | CA |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032455 | John L Doerr | C/O Kleiner Perkins Caufield &Amp; Byers 2750 Sand Hill Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Disposition | 2016-09-20 | 1,310 | $0.00 | 108,471 | No | 5 | G | Indirect | The Benificus Foundation |
| Class C Capital Stock | Disposition | 2016-11-03 | 6,400 | $0.00 | 923,969 | No | 5 | G | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 200 | $748.44 | 923,769 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 200 | $750.43 | 923,569 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 146 | $752.15 | 923,423 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 400 | $754.66 | 923,023 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 401 | $755.27 | 922,622 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 2,447 | $756.27 | 920,175 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 2,626 | $757.91 | 917,549 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 2,764 | $758.92 | 914,785 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 2,030 | $759.92 | 912,755 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 1,500 | $761.02 | 911,255 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 536 | $761.94 | 910,719 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2016-11-15 | 1,578 | $763.00 | 909,141 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | The Benificus Foundation |
| No | 5 | G | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class C Capital Stock | 4,079 | Direct | |
| Class A Common Stock | 118,653 | Indirect | The Benificus Foundation |
| Class C Google Stock Unit | 255 | Direct | |
| Class C Google Stock Unit | 67 | Direct | |
| Class C Google Stock Unit | 449 | Direct | |
| Class C Google Stock Unit | 463 | Direct | |
| Class A Google Stock Unit | 67 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,117,447 | 1,117,447 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,117,447 | 1,117,447 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $748.44 to $749.43, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4.
- These shares were sold in multiple transactions at prices ranging from $750.43 to $751.42.
- These shares were sold in multiple transactions at prices ranging from $751.43 to $752.42.
- These shares were sold in multiple transactions at prices ranging from $754.00 to $755.99.
- These shares were sold in multiple transactions at prices ranging from $755.08 to $756.07.
- These shares were sold in multiple transactions at prices ranging from $756.36 to $757.35.
- These shares were sold in multiple transactions at prices ranging from $757.39 to $758.38.
- These shares were sold in multiple transactions at prices ranging from $758.44 to $759.43.
- These shares were sold in multiple transactions at prices ranging from $759.48 to $760.47.
- These shares were sold in multiple transactions at prices ranging from $760.52 to $761.51.
- These shares were sold in multiple transactions at prices ranging from $761.71 to $762.70.
- These shares were sold in multiple transactions at prices ranging from $762.85 to $763.84.
- 1/48th of the grant will vest on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of the grant vested on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of Restricted Stock Units (GSUs) will vest on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- 1/48th of Restricted Stock Units (GSUs) will vest on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates.
- 1/48th of the grant will vest on July 25, 2013 and an additional 1/48th will vest monthly on the 25th day of the month thereafter, subject to continued employment on such vesting dates.
- There is no exercisable date for the Issuer's Class B Common Stock.
- There is no expiration date for the Issuer's Class B Common Stock.
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