Filing Details

Accession Number:
0001285617-16-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 14:04:40
Reporting Period:
2016-11-14
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 14:04:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285617 James Frodsham C/O Ciena Corporation
7035 Ridge Rd.
Hanover MD 21076-1426
Sr. Vp, Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-14 102 $22.21 154,593 No 4 S Direct
Common Stock Disposition 2016-11-14 801 $22.21 153,792 No 4 S Direct
Common Stock Disposition 2016-11-14 1,097 $22.21 152,695 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/14/2016.
  2. Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).