Filing Details

Accession Number:
0001437749-16-042161
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 13:52:48
Reporting Period:
2016-11-14
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 13:52:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 Stock Yards Bancorp Inc. SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513466 C Thomas Stinnett 3814 Rock Bay Drive
Louisville KY 40245
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 3,300 $15.58 21,742 No 4 M Direct
Common Stock Disposition 2016-11-14 2,002 $40.00 19,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2016-11-14 3,300 $0.00 3,300 $15.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-19 2018-02-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 399 Indirect By Spouse
Common Stock 10,510 Indirect KSOP - fbo Thomas Stinnett
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Right $25.76 2017-03-15 2026-03-15 6,871 6,871 Direct
Common Stock Stock Appreciation Right $14.76 2010-02-17 2019-02-17 3,000 3,000 Direct
Common Stock Stock Appreciation Right $14.02 2011-02-16 2020-02-16 3,000 3,000 Direct
Common Stock Stock Appreciation Right $15.84 2012-03-15 2021-03-15 4,234 4,234 Direct
Common Stock Stock Appreciation Right $15.24 2013-02-20 2022-02-20 7,758 7,758 Direct
Common Stock Stock Appreciation Right $15.26 2014-02-19 2023-02-19 11,502 11,502 Direct
Common Stock Stock Appreciation Right $19.37 2015-02-18 2024-02-18 6,861 6,861 Direct
Common Stock Stock Appreciation Right $22.96 2016-03-17 2025-03-17 5,481 5,481 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-03-15 6,871 6,871 Direct
2019-02-17 3,000 3,000 Direct
2020-02-16 3,000 3,000 Direct
2021-03-15 4,234 4,234 Direct
2022-02-20 7,758 7,758 Direct
2023-02-19 11,502 11,502 Direct
2024-02-18 6,861 6,861 Direct
2025-03-17 5,481 5,481 Direct
Footnotes
  1. Includes shares acquired through automatic dividend reinvestment.