Filing Details
- Accession Number:
- 0000072333-16-000392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 13:20:04
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 13:20:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183469 | B Erik Nordstrom | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-11 | 29,992 | $50.09 | 2,431,859 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-11 | 29,992 | $58.51 | 2,401,867 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-11 | 29,992 | $0.00 | 29,992 | $50.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,764 | Indirect | By 401(k) Plan, per Plan statement dated 10/31/2016. |
| Common Stock | 42,646 | Indirect | By wife |
| Common Stock | 32,794 | Indirect | By self as trustee for benefit of child |
| Common Stock | 28,602 | Indirect | By self as trustee for benefit of child |
| Common Stock | 24,530 | Indirect | By self as trustee for benefit of child |
Footnotes
- The option exercise and sale reported herein is pursuant to a 10b5-1 Trading Plan entered into on 8/23/2016.
- This option was previously reported as an option for 28,007 shares of common stock at an exercise price of $53.63 per share. The number of options and the exercise price was subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
- Includes 436 shares acquired on 9/30/2016 under the Employee Stock Purchase Plan.
- Exercisable in four equal annual installments commencing on 3/1/2008.
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