Filing Details

Accession Number:
0001225208-16-041677
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 16:32:00
Reporting Period:
2016-11-09
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 16:32:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
36104 Us Bancorp USB National Commercial Banks (6021) 410255900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569388 V. Kent Stone 800 Nicollet Mall
Minneapolis MN 55402
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2016-11-09 25,000 $32.70 109,742 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-11-09 25,000 $45.99 84,742 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2016-11-10 26,798 $32.70 111,540 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-11-10 26,798 $47.34 84,742 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2016-11-09 25,000 $0.00 25,000 $32.70
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2016-11-10 26,798 $0.00 26,798 $32.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,798 2018-02-12 No 4 M Direct
0 2018-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 15,799 Indirect By 401(k) plan
Common Stock, $0.01 Par Value 24,189 Indirect By Trust
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $45.95 to $46.02. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $47.34 to $47.36. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Based on a plan report dated October 31, 2016, the most recent plan report available.
  4. The option vested in four equal annual installments beginning on February 12, 2009.