Filing Details

Accession Number:
0000750556-16-000369
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 15:37:38
Reporting Period:
2016-11-10
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 15:37:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311783 D Raymond Fortin 303 Peachtree Street, N.e.
Atlanta GA 30308
Corp. Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-10 30,000 $0.00 13,566 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,049 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,528 1,528 Direct
Common Stock Phantom Stock $0.00 2015-02-21 2,315 2,315 Direct
Common Stock Phantom Stock $0.00 2016-02-21 2,315 2,315 Direct
Common Stock Phantom Stock $0.00 2017-02-21 2,316 2,316 Direct
Common Stock Phantom Stock $0.00 2017-02-10 2,104 2,104 Direct
Common Stock Phantom Stock $0.00 2018-02-10 2,104 2,104 Direct
Common Stock Phantom Stock $0.00 2017-02-09 2,339 2,339 Direct
Common Stock Phantom Stock $0.00 2018-02-09 2,339 2,339 Direct
Common Stock Phantom Stock $0.00 2019-02-09 2,339 2,339 Direct
Common Stock Option $85.06 2010-02-13 2017-02-13 18,000 18,000 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 33,500 33,500 Direct
Common Stock Option $9.06 2012-02-10 2019-02-08 50,863 50,000 Direct
Common Stock Option $21.67 2022-02-14 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,528 1,528 Direct
2,315 2,315 Direct
2,315 2,315 Direct
2,316 2,316 Direct
2,104 2,104 Direct
2,104 2,104 Direct
2,339 2,339 Direct
2,339 2,339 Direct
2,339 2,339 Direct
2017-02-13 18,000 18,000 Direct
2018-02-12 33,500 33,500 Direct
2019-02-08 50,863 50,000 Direct
2022-02-14 30,000 30,000 Direct
Footnotes
  1. Sold at prices ranging from $49.52 to $49.62.
  2. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  3. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
  4. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
  5. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  6. Represents time-vested restricted stock units granted on February 9, 2016 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  7. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  8. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.