Filing Details

Accession Number:
0000750556-16-000368
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 15:34:35
Reporting Period:
2016-11-10
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 15:34:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182002 Jr H William Rogers 303 Peachtree Street, N.e.
Atlanta GA 30308
Chairman And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-10 33,000 $29.54 346,509 No 4 M Direct
Common Stock Acquisiton 2016-11-10 83,700 $9.06 463,209 No 4 M Direct
Common Stock Disposition 2016-11-10 7,300 $0.00 455,909 No 5 G Direct
Common Stock Disposition 2016-11-10 74,172 $0.00 381,197 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 5 G Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2016-11-10 33,000 $29.54 33,000 $29.54
Common Stock Option Disposition 2016-11-10 83,700 $9.06 83,700 $9.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,000 2011-12-31 2018-12-31 No 4 M Direct
166,300 2012-02-10 2019-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,105 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,818 1,818 Direct
Common Stock Phantom Stock $0.00 17,813 17,813 Direct
Common Stock Phantom Stock $0.00 2017-02-21 13,450 13,450 Direct
Common Stock Phantom Stock $0.00 2017-02-10 12,221 12,221 Direct
Common Stock Phantom Stock $0.00 2018-02-10 12,221 12,221 Direct
Common Stock Phantom Stock $0.00 2017-02-09 2017-02-09 13,586 13,586 Direct
Common Stock Phantom Stock $0.00 2018-02-09 2018-02-09 13,586 13,586 Direct
Common Stock Phantom Stock $0.00 2019-02-09 2019-02-09 13,587 13,587 Direct
Common Stock Option $85.06 2010-02-13 2017-02-13 35,000 35,000 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 88,800 88,800 Direct
Common Stock Option $29.20 2012-04-01 2021-04-01 84,439 84,439 Direct
Common Stock Option $21.67 2022-02-14 136,200 136,200 Direct
Common Stock Option $27.41 2014-02-26 2023-02-26 36,707 36,707 Direct
Common Stock Option $27.41 2015-02-26 2023-02-26 36,707 36,707 Direct
Common Stock Option $27.41 2016-02-26 2023-02-26 36,707 36,707 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,818 1,818 Direct
17,813 17,813 Direct
13,450 13,450 Direct
12,221 12,221 Direct
12,221 12,221 Direct
2017-02-09 13,586 13,586 Direct
2018-02-09 13,586 13,586 Direct
2019-02-09 13,587 13,587 Direct
2017-02-13 35,000 35,000 Direct
2018-02-12 88,800 88,800 Direct
2021-04-01 84,439 84,439 Direct
2022-02-14 136,200 136,200 Direct
2023-02-26 36,707 36,707 Direct
2023-02-26 36,707 36,707 Direct
2023-02-26 36,707 36,707 Direct
Footnotes
  1. This transaction was a gift.
  2. Sold at prices ranging from $49.58 to $49.645.
  3. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  4. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
  5. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
  6. Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan.
  7. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
  8. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
  9. Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.