Filing Details

Accession Number:
0000899243-16-033218
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-10 18:30:37
Reporting Period:
2016-11-08
Filing Date:
2016-11-10
Accepted Time:
2016-11-10 18:30:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867374 Electronics For Imaging Inc EFII Computer Communications Equipment (3576) 943086355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222271 Thomas Georgens 6750 Dumbarton Circle
Fremont CA 94555
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-09 6,500 $0.00 43,500 No 4 M Direct
Common Stock Acquisiton 2016-11-09 23,379 $11.92 66,879 No 4 M Direct
Common Stock Disposition 2016-11-09 23,379 $43.24 43,500 No 4 S Direct
Common Stock Acquisiton 2016-11-10 1,621 $11.92 45,121 No 4 M Direct
Common Stock Disposition 2016-11-10 1,621 $43.90 43,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2016-11-08 6,500 $0.00 6,500 $0.00
Common Stock Restricted Stock Units Disposition 2016-11-09 6,500 $0.00 6,500 $0.00
Common Stock Option - Right to Buy Disposition 2016-11-09 23,379 $0.00 23,379 $11.92
Common Stock Option - Right to Buy Disposition 2016-11-10 1,621 $0.00 1,621 $11.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,500 2017-11-08 No 4 M Direct
0 2016-11-09 No 4 M Direct
1,621 2017-02-11 No 4 M Direct
0 2017-02-11 No 4 M Direct
Footnotes
  1. Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock.
  2. This transaction was executed in multiple trades ranging from $43.11 to $43.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock.
  4. This restricted stock unit award was granted on November 8, 2016 and is scheduled to vest with respect to 100% of the shares on November 8, 2017.
  5. This restricted stock unit award was granted on November 9, 2015 and vested with respect to 100% of the shares on November 9, 2016.
  6. This stock option award was granted on February 11, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.