Filing Details

Accession Number:
0001209191-16-149320
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-10 16:08:12
Reporting Period:
2016-11-08
Filing Date:
2016-11-10
Accepted Time:
2016-11-10 16:08:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196316 B John Berding 301 East Fourth Street
27Th Floor
Cincinnati OH 45202
President Of Subsidiary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-08 10,000 $27.20 85,297 No 4 M Direct
Common Stock Disposition 2016-11-08 10,000 $76.46 75,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Exercise Disposition 2016-11-08 10,000 $0.00 10,000 $27.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 233 Indirect By Trust
Common Stock 4,159 Indirect ESPP
Common Stock 1,264 Indirect 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.23 to $76.62, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
  2. Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2015.
  3. Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2015.
  4. These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.