Filing Details

Accession Number:
0000921895-16-006022
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-07 17:23:15
Reporting Period:
2016-11-04
Filing Date:
2016-11-07
Accepted Time:
2016-11-07 17:23:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18172 Castle A M & Co CAS Wholesale-Metals Service Centers & Offices (5051) 360879160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205885 C William Martin C/O Raging Capital Management, Llc
Ten Princeton Avenue, Po Box 228
Rocky Hill NJ 08553
No No Yes No
1444376 Raging Capital Management, Llc Ten Princeton Avenue
Po Box 228
Rocky Hill NJ 08553
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2016-11-04 4,630,795 $0.10 0 No 4 S Indirect By Raging Capital Master Fund, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Raging Capital Master Fund, Ltd.
Footnotes
  1. This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). The Reporting Persons previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer previously reported by them except to the extent of his or its pecuniary interest therein.
  2. This Form 4 relates to securities of the Issuer previously held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012 (the "IMA"). The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.