Filing Details

Accession Number:
0001209191-16-148684
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-07 17:18:52
Reporting Period:
2016-11-02
Filing Date:
2016-11-07
Accepted Time:
2016-11-07 17:18:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250742 J Richard Emmett C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
Chief Legal And Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-02 600 $0.00 11,900 No 5 G Direct
Common Stock Acquisiton 2016-11-04 5,000 $3.02 16,900 No 4 M Direct
Common Stock Disposition 2016-11-04 5,000 $47.33 11,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2016-11-04 5,000 $0.00 5,000 $3.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2020-02-23 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.25 to $47.41 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance criteria.