Filing Details

Accession Number:
0001209191-16-148563
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-07 14:45:02
Reporting Period:
2016-11-03
Filing Date:
2016-11-07
Accepted Time:
2016-11-07 14:45:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492633 Nielsen Holdings Plc NLSN Services-Business Services, Nec (7389) 980662038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538738 Arvin Kash C/O Nielsen Holdings Plc
85 Broad Street
New York NY 10004
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-03 4,500 $36.56 47,376 No 4 M Direct
Common Stock Acquisiton 2016-11-03 8,648 $30.19 56,024 No 4 M Direct
Common Stock Acquisiton 2016-11-03 95,000 $27.98 151,024 No 4 M Direct
Common Stock Disposition 2016-11-03 120,196 $43.96 30,828 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2016-11-03 4,500 $0.00 4,500 $36.56
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2016-11-03 8,648 $0.00 8,648 $30.19
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2016-11-03 95,000 $0.00 95,000 $27.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,500 2020-09-25 No 4 M Direct
0 2018-05-11 No 4 M Direct
0 2019-07-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 37,104 Indirect By Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.69 to $44.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  2. These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
  3. Represents options to purchase shares of common stock of the Issuer, of which 13,500 vested. The remaining 4,500 options will vest on September 25, 2017.
  4. These options to purchase shares of common stock are currently vested and exercisable.