Filing Details

Accession Number:
0001406666-16-000141
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-03 21:25:40
Reporting Period:
2016-11-02
Filing Date:
2016-11-03
Accepted Time:
2016-11-03 21:25:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) Communications Services, Nec (4899) 680438710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1483757 Carl Russo C/O Calix, Inc.
1035 N. Mcdowell Blvd.
Petaluma CA 94954
President & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-02 1,500 $6.88 3,321,272 No 4 P Direct
Common Stock Acquisiton 2016-11-03 1,500 $6.65 3,322,772 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,239,188 Indirect See Footnote
Common Stock 284,653 Indirect See Footnote
Common Stock 275,633 Indirect See Footnote
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. Shares purchased between $6.83 and $6.90 per share at a weighted average price of $6.88. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
  3. Shares held by The Crescentico Trust, Carl Russo, Trustee.
  4. Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  5. Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.