Home > Insider Trading > Filing (0001140361-16-084805)

Filing Details

Accession Number:: 0001140361-16-084805
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-03 19:44:05
Reporting Period:: 2016-11-01

Filing Date:: 2016-11-03
Accepted Time:: 2016-11-03 19:44:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568669	Pennymac Financial Services Inc.	PFSI	()	NY

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
898382	G Leon Cooperman	11431 W. Palmetto Park Road Boca Raton FL 33428		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-01	8,004	$17.28	878,496	No	4	S	Indirect	Omega Overseas Partners, Ltd.
Common Stock	Disposition	2016-11-01	2,000	$17.28	302,900	No	4	S	Indirect	Omega Capital Investors L.P.
Common Stock	Disposition	2016-11-02	600	$17.25	877,896	No	4	S	Indirect	Omega Overseas Partners, Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Omega Overseas Partners, Ltd.
No	4	S	Indirect	Omega Capital Investors L.P.
No	4	S	Indirect	Omega Overseas Partners, Ltd.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	658,400	Indirect	Omega Capital Partners L.P.
Common Stock	306,200	Indirect	Omega Equity Investors L.P.

Footnotes

The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities herein shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.