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Home > Insider Trading > Filing (0000791908-16-000174)

Filing Details

Accession Number:: 0000791908-16-000174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-03 19:38:17
Reporting Period:: 2016-11-01

Filing Date:: 2016-11-03
Accepted Time:: 2016-11-03 19:38:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791908	Xoma Corp	XOMA	Pharmaceutical Preparations (2834)	942756657

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1600865	R James Neal	2910 Seventh Street Berkeley CA 94710	Vp Business Development	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2016-11-01	150	$5.25	20,541	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	659	Indirect	by 401(k)

Footnotes

This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.
The shares and price represented reflect a 1:20 reverse split effective 10/18/2016.
Includes unvested RSUs reported on Table 1.