Home > Insider Trading > Filing (0001179110-16-031142)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
908315	Winmark Corp	WINA	Retail-Miscellaneous Retail (5900)	411622691

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1237904	D Brett Heffes	605 Hwy 169 N Suite 400 Minneapolis MN 55441	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-01	2,588	$31.19	114,788	No	4	M	Direct
Commons Stock	Acquisiton	2016-11-01	6,713	$32.92	121,501	No	4	M	Direct
Common Stock	Disposition	2016-11-01	5,981	$106.14	115,520	No	4	S	Direct
Common Stock	Disposition	2016-11-01	920	$106.00	114,600	No	4	S	Direct
Common Stock	Acquisiton	2016-11-02	2,061	$32.92	116,661	No	4	M	Direct
Common Stock	Disposition	2016-11-02	17	$106.25	116,644	No	4	S	Direct
Common Stock	Disposition	2016-11-02	1,344	$105.00	115,300	No	4	S	Direct
Common Stock	Acquisiton	2016-11-03	476	$32.92	115,776	No	4	M	Direct
Common Stock	Disposition	2016-11-03	251	$105.00	115,525	No	4	S	Direct
Common Stock	Disposition	2016-11-03	225	$104.76	115,300	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-01	2,588	$31.19	2,588	$31.19
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-11-01	9,250	$32.92	9,250	$32.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-06-01	2020-06-01	No	4	M	Direct
0	2011-12-14	2020-12-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,300	Indirect	By Son

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$37.76	2012-06-01	2021-06-01	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$53.34	2012-12-08	2021-12-08	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$51.17	2013-06-01	2022-06-01	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$55.72	2013-12-13	2022-12-13	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$59.77	2014-06-01	2023-06-01	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$82.72	2014-12-16	2023-12-16	9,250	9,250	Direct
Common Stock	Employee Stock Option (right to buy)	$66.29	2015-06-01	2024-06-01	8,500	8,500	Direct
Common Stock	Employee Stock Option (right to buy)	$80.32	2015-12-15	2024-12-15	8,500	8,500	Direct
Common Stock	Employee Stock Option (right to buy)	$91.93	2016-06-01	2025-06-01	6,800	6,800	Direct
Commonstock	Employee Stock Option (right to buy)	$90.99	2016-12-14	2025-12-14	6,800	6,800	Direct
Common Stock	Employee Stock Option (right to buy)	$98.25	2017-06-01	2026-06-01	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-06-01	9,250	9,250	Direct
2021-12-08	9,250	9,250	Direct
2022-06-01	9,250	9,250	Direct
2022-12-13	9,250	9,250	Direct
2023-06-01	9,250	9,250	Direct
2023-12-16	9,250	9,250	Direct
2024-06-01	8,500	8,500	Direct
2024-12-15	8,500	8,500	Direct
2025-06-01	6,800	6,800	Direct
2025-12-14	6,800	6,800	Direct
2026-06-01	5,000	5,000	Direct

Footnotes

25% per year for four years.
5,981 shares sold at an average price of $106.14, with a range of $106.05 to $107.05, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
920 shares sold at a price of $106.00 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
17 shares sold at a price of $106.25 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
1,344 shares sold at a price of $105.00 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
251 shares sold at an average price of $105.00, with a range of $105.00 to $106.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
225 shares sold at an average price of $104.76, with a range of $104.75 to $104.85, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
6,713 option shares exercised 11/1/2016, 2,061 option shares exercised 11/2/2016 and 476 option shares exercised 11/3/2016 as indicated in Table 1.