Filing Details

Accession Number:
0001209191-16-148000
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-02 17:27:41
Reporting Period:
2016-10-31
Filing Date:
2016-11-02
Accepted Time:
2016-11-02 17:27:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887733 Central Garden & Pet Co CENT Wholesale-Miscellaneous Nondurable Goods (5190) 680275553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489054 John Ranelli C/O Central Garden &Amp; Pet Company
1340 Treat Boulevard, Suite 600
Walnut Creek CA 94597
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-10-31 156,903 $12.50 421,607 No 4 M Direct
Class A Common Stock Disposition 2016-10-31 135,770 $22.71 285,837 No 4 F Direct
Class A Common Stock Acquisiton 2016-10-31 156,903 $15.00 442,740 No 4 M Direct
Class A Common Stock Disposition 2016-10-31 140,945 $22.71 301,795 No 4 F Direct
Class A Common Stock Disposition 2016-11-01 628 $22.83 638 No 4 S Indirect By John R. Ranelli Trust
Common Stock Disposition 2016-11-01 7,258 $23.73 81,863 No 4 S Indirect By John R. Ranelli Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Indirect By John R. Ranelli Trust
No 4 S Indirect By John R. Ranelli Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2016-10-31 156,903 $0.00 156,903 $12.50
Class A Common Stock Stock Option (Right to Buy) Disposition 2016-10-31 156,903 $0.00 156,903 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52,302 2019-02-11 No 4 M Direct
52,302 2019-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 96,379 Direct
Footnotes
  1. Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
  2. Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  3. The range of prices for the shares of Class A Common Stock is from $22.67 to $23.14. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  4. Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust Dated 12/24/97 except to the extent of his pecuniary interest therein.
  5. The range of prices for the shares of Common Stock is from $23.46 to $24.16. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  6. The option vests in four equal annual installments beginning February 11, 2013.