Filing Details

Accession Number:
0001140361-16-084579
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-02 17:06:20
Reporting Period:
2016-11-01
Filing Date:
2016-11-02
Accepted Time:
2016-11-02 17:06:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1634774 Darren Robert Lee C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089
Svp, Gm Archiving & Governance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-01 1,200 $14.12 1,203 No 4 M Direct
Common Stock Acquisiton 2016-11-01 800 $36.00 2,003 No 4 M Direct
Common Stock Disposition 2016-11-01 2,000 $78.34 3 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (right to buy) Disposition 2016-11-01 1,200 $0.00 1,200 $14.12
Common Stock Non-qualified Stock Option (right to buy) Disposition 2016-11-01 800 $0.00 800 $36.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,365 2023-03-05 No 4 M Direct
10,378 2024-03-26 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan with an effective date of June 9, 2016.
  2. The stock option is immediately exercisable in full.