Filing Details

Accession Number:
0001225208-16-040808
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-28 16:39:28
Reporting Period:
2016-10-26
Filing Date:
2016-10-28
Accepted Time:
2016-10-28 16:39:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1281761 Regions Financial Corp RF National Commercial Banks (6021) 630589368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509493 D. William Ritter P. O. Box 10247
Birmingham AL 35202-0247
Sevp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-26 181,935 $3.29 321,691 No 4 M Direct
Common Stock Disposition 2016-10-26 69,410 $10.73 252,281 No 4 S Direct
Common Stock Disposition 2016-10-26 112,525 $10.73 139,756 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-10-26 181,935 $0.00 181,935 $3.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-24 2019-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 966 Indirect By 401(k)
Common Stock 989 Indirect By Spouse IRA
Common Stock (Phantom Stock) 1,472 Indirect Indirect - By 401 (k) Supplemental Plan
Footnotes
  1. Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
  2. Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.