Filing Details

Accession Number:
0001127602-16-065401
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-27 18:20:48
Reporting Period:
2016-10-26
Filing Date:
2016-10-27
Accepted Time:
2016-10-27 18:20:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889936 Privatebancorp Inc PVTB State Commercial Banks (6022) 363681151
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417782 Brant C. Ahrens C/O Privatebancorp, Inc.
120 S. Lasalle Street
Chicago IL 60603
President, Personal Client Ser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-26 39,062 $26.10 98,373 No 4 M Direct
Common Stock Disposition 2016-10-26 29,425 $45.45 68,948 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-10-26 39,062 $0.00 39,062 $26.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-11-01 No 4 M Direct
Footnotes
  1. These shares were sold in connection with the stock option exercise reported on this form in order to pay the exercise price and related tax obligations upon exercise.
  2. Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $45.35 to $45.54. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
  3. Options were granted on November 1, 2007. 50% vested upon achievement of specific EPS growth targets. The remaining 50% vested 20% every year on the anniversary of the date of grant and fully vested after five years (i.e., as of November 1, 2012).