Filing Details

Accession Number:
0001209191-16-147013
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-26 17:01:34
Reporting Period:
2016-10-24
Filing Date:
2016-10-26
Accepted Time:
2016-10-26 17:01:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209482 L Gerald Hassell The Bank Of New York Mellon Corporation
225 Liberty Street
New York NY 10286
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-24 11,325 $0.00 1,003,176 No 5 G Direct
Common Stock Acquisiton 2016-10-24 191,042 $40.40 1,194,218 No 4 M Direct
Common Stock Disposition 2016-10-24 191,042 $43.22 1,003,176 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 03/13/2007 Stock Options Disposition 2016-10-24 191,042 $0.00 191,042 $40.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-03-13 2017-03-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 56,604 Indirect By Wife
Common Stock 42,140 Indirect By Family Trust
Common Stock 42,140 Indirect By Family Trust #2
Footnotes
  1. Represents the weighted average price of shares sold with actual prices ranging from $43.17 to $43.42. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  2. I disclaim beneficial ownership of these shares.
  3. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments of one-third each beginning on the date indicated.
  4. Not Applicable