Filing Details

Accession Number:
0001127602-16-065162
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-24 17:36:44
Reporting Period:
2016-10-21
Filing Date:
2016-10-24
Accepted Time:
2016-10-24 17:36:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405635 Ashwini Gupta 200 Vesey Street, American Express Tower
New York NY 10285-5001
Pres, Crdt Risk/Glbl Info Mgt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-21 100,000 $57.77 239,718 No 4 M Direct
Common Stock Acquisiton 2016-10-21 50,000 $57.77 289,718 No 4 M Direct
Common Stock Disposition 2016-10-21 140,808 $67.18 148,910 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-10-21 100,000 $0.00 100,000 $57.77
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-10-21 50,000 $0.00 50,000 $57.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-25 2017-01-24 No 4 M Direct
150,000 2010-01-25 2017-01-24 No 4 M Direct
Footnotes
  1. The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.09 to $67.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable."