Filing Details
- Accession Number:
- 0001127602-16-065133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-21 18:58:58
- Reporting Period:
- 2016-10-19
- Filing Date:
- 2016-10-21
- Accepted Time:
- 2016-10-21 18:58:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366010 | Sheryl Sandberg | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-10-19 | 104,808 | $10.39 | 4,225,056 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2016-10-19 | 218,000 | $129.94 | 4,007,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2016-10-19 | 104,808 | $0.00 | 104,808 | $10.39 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2016-10-19 | 104,808 | $0.00 | 104,808 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2016-10-19 | 104,808 | $0.00 | 104,808 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,294,708 | 2020-07-22 | No | 4 | M | Direct | |
104,808 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 23,824 | Indirect | By Sheryl K. Sandberg, Trustee of the Sandberg-Goldberg Family Trust Dated September 3, 2004 |
Footnotes
- Represents the number of shares that were acquired upon the conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of the stock options listed in Table II.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Shares held of record by Sheryl K. Sandberg, Trustee of the Sandberg-Goldberg Family Trust Dated September 3, 2004.
- The option vests as to 1/48th of the total shares monthly, beginning on May 1, 2013, subject to continued service through each vesting date.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.