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Home > Insider Trading > Filing (0001209191-16-146553)

Filing Details

Accession Number:
0001209191-16-146553
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-21 13:09:08
Reporting Period:
2016-10-19
Filing Date:
2016-10-21
Accepted Time:
2016-10-21 13:09:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866609 Ion Geophysical Corp IO Oil & Gas Field Exploration Services (1382) 222286646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1072813 Jr M James Lapeyre 2105 Citywest Boulevard
Suite 100
Houston TX 77042-2855		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-19 12,000 $6.45 864,909 No 4 P Indirect Shares held by Laitram, LLC
Common Stock Acquisiton 2016-10-20 6,000 $6.49 870,909 No 4 P Indirect Shares held by Laitram, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Shares held by Laitram, LLC
No 4 P Indirect Shares held by Laitram, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 157,773 Direct
Common Stock 699 Indirect Co-Trustee for Children
Common Stock 32,850 Indirect Joint account with adult child (J)
Common Stock 32,850 Indirect Joint account with adult child (K)
Common Stock 33,702 Indirect Joint account with adult child (S)
Footnotes
  1. Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. This transaction was executed in multiple trades at prices ranging from $6.15 to $6.55, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades at prices ranging from $6.30 to $6.55, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.