Filing Details

Accession Number:
0001179110-16-030838
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-20 17:53:06
Reporting Period:
2016-10-18
Filing Date:
2016-10-20
Accepted Time:
2016-10-20 17:53:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908315 Winmark Corp WINA Retail-Miscellaneous Retail (5900) 411622691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237904 D Brett Heffes 605 Hwy 169 N
Suite 400
Minneapolis MN 55441
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-18 1,300 $22.15 110,500 No 4 M Direct
Common Stock Acquisiton 2016-10-18 3,000 $31.19 113,500 No 4 M Direct
Common Stock Disposition 2016-10-18 1,996 $107.05 111,504 No 4 S Direct
Common Stock Disposition 2016-10-18 1,004 $105.65 110,500 No 4 S Direct
Common Stock Acquisiton 2016-10-20 1,200 $22.15 111,700 No 4 M Direct
Common Stock Acquisiton 2016-10-20 4,412 $31.19 116,112 No 4 M Direct
Common Stock Disposition 2016-10-20 3,912 $105.13 112,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-10-18 2,500 $22.15 2,500 $22.15
Common Stock Employee Stock Option (right to buy) Disposition 2016-10-18 7,412 $31.19 10,000 $31.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-10 2019-12-10 No 4 M Direct
2,588 2011-06-01 2020-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,300 Indirect By Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $32.92 2011-12-14 2020-12-14 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $37.76 2012-06-01 2021-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $53.34 2012-12-08 2021-12-08 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $51.17 2013-06-01 2022-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $55.72 2013-12-13 2022-12-13 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $59.77 2014-06-01 2023-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $82.72 2014-12-16 2023-12-16 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $66.29 2015-06-01 2024-06-01 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $80.32 2015-12-15 2024-12-15 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $91.93 2016-06-01 2025-06-01 6,800 6,800 Direct
Commonstock Employee Stock Option (right to buy) $90.99 2016-12-14 2025-12-14 6,800 6,800 Direct
Common Stock Employee Stock Option (right to buy) $98.25 2017-06-01 2026-06-01 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-14 9,250 9,250 Direct
2021-06-01 9,250 9,250 Direct
2021-12-08 9,250 9,250 Direct
2022-06-01 9,250 9,250 Direct
2022-12-13 9,250 9,250 Direct
2023-06-01 9,250 9,250 Direct
2023-12-16 9,250 9,250 Direct
2024-06-01 8,500 8,500 Direct
2024-12-15 8,500 8,500 Direct
2025-06-01 6,800 6,800 Direct
2025-12-14 6,800 6,800 Direct
2026-06-01 5,000 5,000 Direct
Footnotes
  1. 25% per year for four years.
  2. 1,996 shares sold at an average price of $107.04, with a range of $106.60 to $107.10, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  3. 1,004 shares sold at an average price of $105.65, with a range of $105.20 to $106.05, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  4. 3,912 shares sold at an average price of $105.13, with a range of $105.00 to $106.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  5. 1,300 option shares exercised 10/18/2016 and 1,200 option shares exercised 10/20/2016 as indicated in Table I.
  6. 3,000 option shares exercised 10/18/2016 and 4,412 option shares exercised 10/20/2016 as indicated in Table I.