Filing Details
- Accession Number:
- 0000045012-16-000390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-20 16:27:42
- Reporting Period:
- 2016-10-19
- Filing Date:
- 2016-10-20
- Accepted Time:
- 2016-10-20 16:27:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 45012 | Halliburton Co | HAL | Oil & Gas Field Services, Nec (1389) | 752677995 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673421 | Eric Carre | 3000 N. Sam Houston Parkway E. Houston TX 77032 | Evp, Global Business Lines | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-19 | 13,900 | $36.31 | 169,994 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-19 | 13,900 | $50.00 | 156,094 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-19 | 3,666 | $34.15 | 159,760 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-19 | 3,666 | $50.00 | 156,094 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-19 | 777 | $50.00 | 155,411 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | Disposition | 2016-10-19 | 13,900 | $0.00 | 13,900 | $36.31 |
| Common Stock | Option to Buy Common Stock | Disposition | 2016-10-19 | 3,666 | $0.00 | 3,666 | $34.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-03 | 2023-01-03 | No | 4 | M | Direct |
| 0 | 2012-01-03 | 2022-01-03 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy Common Stock | $34.48 | 2016-01-04 | 2026-01-04 | 28,604 | 28,604 | Direct |
| Common Stock | Option to Buy Common Stock | $39.49 | 2015-01-02 | 2025-01-02 | 24,750 | 24,750 | Direct |
| Common Stock | Option to Buy Common Stock | $50.01 | 2014-01-02 | 2024-01-02 | 8,300 | 8,300 | Direct |
| Common Stock | Option to Buy Common Stock | $40.83 | 2011-01-01 | 2021-01-01 | 7,000 | 7,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-01-04 | 28,604 | 28,604 | Direct |
| 2025-01-02 | 24,750 | 24,750 | Direct |
| 2024-01-02 | 8,300 | 8,300 | Direct |
| 2021-01-01 | 7,000 | 7,000 | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.
- Includes 94.500 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended June 30, 2016 and September 30, 2016.
- Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2016.
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