Filing Details
- Accession Number:
- 0000899243-16-031757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-17 16:35:29
- Reporting Period:
- 2016-10-14
- Filing Date:
- 2016-10-17
- Accepted Time:
- 2016-10-17 16:35:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338196 | Rick Neely | C/O Intermolecular, Inc. 3011 North First Street San Jose CA 95134 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2016-10-14 | 4,586 | $0.95 | 82,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- This sale was conducted as described in Footnote 2. The shares were sold by the executing broker, and the Reporting Person was informed by the broker of the total number of shares sold for his account on October 14, 2016. Accordingly, pursuant to Rule 16a-3(g)(2), the deemed execution date was October 14, 2016.
- This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2016 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated November 7, 2013. The sale was made pursuant to 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
Billionaire Hedge Funds
