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Home > Insider Trading > Filing (0001127602-16-064792)

Filing Details

Accession Number:: 0001127602-16-064792
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-14 13:00:30
Reporting Period:: 2016-10-13

Filing Date:: 2016-10-14
Accepted Time:: 2016-10-14 13:00:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1628590	W David Gibbs	7100 Corporate Drive Plano TX 75024	President, Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-13	21,600	$29.61	48,261	No	4	M	Direct
Common Stock	Disposition	2016-10-13	7,113	$89.92	41,148	No	4	D	Direct
Common Stock	Disposition	2016-10-13	14,487	$89.92	26,661	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2016-10-13	21,600	$0.00	21,600	$29.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-01-19	2017-01-19	No	4	M	Direct

Footnotes

This transaction was executed in multiple prices ranging from $89.88 to $89.97. The price reported above reflects the average price at which the transaction was effected.
Vesting occurs on a quarterly basis beginning one year from grant date.