Filing Details
- Accession Number:
- 0000950117-16-001422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 16:59:24
- Reporting Period:
- 2016-10-13
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 16:59:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 26324 | Curtiss Wright Corp | CW | Misc Industrial & Commercial Machinery & Equipment (3590) | 130612970 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343687 | Charles David Adams | C/O Curtiss-Wright Corporation 10 Waterview Boulevard Parsippany NJ 07054 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-12 | 53,130 | $87.26 | 113,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-13 | 25,655 | $86.26 | 87,506 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2016-10-12 | 53,130 | $0.00 | 53,130 | $39.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,094 | 2016-10-12 | 2016-10-12 | No | 4 | M | Direct |
Footnotes
- These shares were acquired through the vesting of two special retention restricted stock unit grants under the Company's 2005 Long Term Incentive Plan. The first award for 31,948 time-based restricted stock units was granted on September 26, 2006, and the second award was for 21,182 time-based restricted stock units was granted on September 24, 2007. Both awards cliff-vested on October 12, 2016.
- Based on October 12, 2016 closing price on the New York Stock Exchange for Curtiss-Wright Common Stock, the date the restricted stock units vested.
- Shares were sold in compliance with the Company's share ownership guidelines whereby the executive may sell a portion of his vesting award to cover any tax obligations associated with the vesting of the award. The Reporting Person is and remains in compliance with the share ownership guidelines.
- Weighted average selling price of shares sold on October 13, 2016.
- Reporting person received two separate special time-based restricted stock unit awards, each worth $1,000,000.00 at the time of the grant. Price reflects the weighted average price of the share units granted on September 26, 2006 and September 24, 2007.
- No price on the date of issue, stock unit award having been granted as an employee benefit transaction.
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