Filing Details

Accession Number:
0001126328-16-000580
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-06 10:51:53
Reporting Period:
2016-10-05
Filing Date:
2016-10-06
Accepted Time:
2016-10-06 10:51:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565742 Mark Timothy Dunbar 711 High Street
Des Moines IA 50392
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-05 5,000 $52.00 40,185 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 114 Indirect By Spouse
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
  2. Includes 4,069 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.