Filing Details

Accession Number:
0000754811-16-000185
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-04 13:18:37
Reporting Period:
2016-09-30
Filing Date:
2016-10-04
Accepted Time:
2016-10-04 13:18:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
754811 U S Global Investors Inc GROW Investment Advice (6282) 741598370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251824 E Frank Holmes 7900 Callaghan Road
San Antonio TX 78229
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-09-30 2,000 $1.78 201,286 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 32,862 Indirect IRA
Class A Common Stock 221,534 Indirect 401(k)
Footnotes
  1. purchase made pursuant to 10b5-1 stock purchase plan(1) Not an option(2) Not an option