Filing Details

Accession Number:
0001072627-16-000258
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-03 14:13:51
Reporting Period:
2016-09-30
Filing Date:
2016-10-03
Accepted Time:
2016-10-03 14:13:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072627 Kingsway Financial Services Inc KFS Fire, Marine & Casualty Insurance (6331) 999999999
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1113303 Joseph Stilwell 111 Broadway, 12Th Floor
New York NY 10006
Yes No Yes No
1397076 Stilwell Value Llc 111 Broadway, 12Th Floor
New York NY 10006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-30 1,148,263 $5.74 3,772,218 No 4 P Direct
Common Stock Disposition 2016-09-30 1,148,263 $5.74 3,772,218 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrant Acquisiton 2016-09-30 285,913 $2.00 285,913 $4.50
Common Stock Series A Warrant Disposition 2016-09-30 285,913 $2.00 285,913 $4.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
576,132 2014-08-18 2020-09-15 No 4 P Direct
576,132 2014-08-18 2020-09-15 No 4 P Direct
Footnotes
  1. After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows:Joseph Stilwell, 162,500 shares;Stilwell Value Partners III, L.P., 60,000 shares;Stilwell Value Partners IV, L.P., 0 shares;Stilwell Associates, L.P., 903,066 shares;Stilwell Activist Fund, L.P., 258,365 shares;.andStilwell Activist Investments, L.P., 2,388,287 shares;Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares;The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.