Filing Details

Accession Number:
0001498301-16-000179
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-27 15:12:40
Reporting Period:
2016-09-23
Filing Date:
2016-09-27
Accepted Time:
2016-09-27 15:12:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA () CT
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903343 S Elliot Jaffe C/O Ascena Retail Group, Inc.
933 Macarthur Boulevard
Mahwah NJ 07430
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2016-09-23 1,666 $0.00 1,068,187 No 4 M Direct
Common Acquisiton 2016-09-26 1,667 $0.00 1,069,854 No 4 M Direct
Common Disposition 2016-09-27 1,190 $5.66 1,068,664 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2016-09-23 1,666 $0.00 1,666 $0.00
Common Restricted Stock Units Disposition 2016-09-26 1,667 $0.00 1,667 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,667 No 4 M Direct
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 862,938 Indirect See Footnote (3)
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. Shares sold to pay taxes due upon vesting of restricted stock units.
  3. Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
  4. Granted under the Company's 2010 Stock Incentive Plan.
  5. On September 23, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
  6. On September 26, 2013, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.