Filing Details

Accession Number:
0001127602-16-063210
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-26 20:26:37
Reporting Period:
2016-09-26
Filing Date:
2016-09-26
Accepted Time:
2016-09-26 20:26:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527383 Bankguam Holding Co BKGM Commercial Banks, Nec (6029) 660770448
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529120 Aflague Lourdes Guerrero Leon 111 Chalan Santo Papa
Hagatna GU 96932
President & Chair Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-26 626 $10.00 78,154 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 800 Indirect By Trust
Common Stock 2,400 Indirect By Trust
Common Stock 500 Indirect Trustee
Common Stock 1,100 Indirect Trustee
Footnotes
  1. 82,954 shares are subject to a certain Voting Trust Agreement dated November 29, 2013 of which Ms. Lourdes Leon Guerrero is the Trustee
  2. The securities are held in a trust for the benefit of Mariana Leon Guerrero Cook of which Lourdes Leon Guerrero is a trustee. Ms. Leon Guerrero disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that she is a beneficial owner of such securities for the purpose of Section 16.
  3. The securities are held in a trust for the benefit of Joaquin Philip Leon Guerrero Cook of which Lourdes Leon Guerrero is a trustee.