Filing Details

Accession Number:
0001179110-16-030014
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-26 13:42:12
Reporting Period:
2016-09-22
Filing Date:
2016-09-26
Accepted Time:
2016-09-26 13:42:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
745732 Ross Stores Inc ROST Retail-Family Clothing Stores (5651) 941390387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238932 S James Fassio 5130 Hacienda Drive
Dublin CA 94568
President, Chief Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-03-31 114 $0.00 218,987 No 4 G Direct
Common Stock Disposition 2016-06-30 106 $0.00 219,101 No 4 G Direct
Common Stock Acquisiton 2016-03-31 114 $0.00 531,300 No 4 G Indirect by Trust A
Common Stock Acquisiton 2016-06-30 106 $0.00 531,406 No 4 G Indirect by Trust A
Common Stock Disposition 2016-09-22 12,000 $63.35 519,406 No 4 S Indirect by Trust A
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 G Indirect by Trust A
No 4 G Indirect by Trust A
No 4 S Indirect by Trust A
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 129,728 Indirect by Trust B
Footnotes
  1. Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
  2. Securities held in the name of James S. Fassio Revocable Trust.
  3. Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
  4. The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $63.35 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.