Filing Details
- Accession Number:
- 0001127602-16-063154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-26 11:01:21
- Reporting Period:
- 2016-09-22
- Filing Date:
- 2016-09-26
- Accepted Time:
- 2016-09-26 11:01:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247943 | Corbin Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-09-22 | 3 | $51.43 | 13 | No | 4 | P | Indirect | Spouse's proportionate Interest in shares held by RAV held by Rankin Management |
Class A Common Stock | Acquisiton | 2016-09-22 | 3 | $51.43 | 13 | No | 4 | P | Indirect | Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management |
Class A Common Stock | Acquisiton | 2016-09-22 | 2 | $49.51 | 44 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by RAV |
Class A Common Stock | Acquisiton | 2016-09-22 | 12 | $51.43 | 56 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by RAV |
Class A Common Stock | Acquisiton | 2016-09-22 | 48 | $49.51 | 5,204 | No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin |
Class A Common Stock | Acquisiton | 2016-09-22 | 442 | $51.43 | 5,646 | No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin |
Class A Common Stock | Acquisiton | 2016-09-22 | 48 | $49.51 | 5,203 | No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin |
Class A Common Stock | Acquisiton | 2016-09-22 | 442 | $51.43 | 5,645 | No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin |
Class A Common Stock | Acquisiton | 2016-09-22 | 48 | $49.51 | 5,203 | No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin |
Class A Common Stock | Acquisiton | 2016-09-22 | 442 | $51.43 | 5,645 | No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Spouse's proportionate Interest in shares held by RAV held by Rankin Management |
No | 4 | P | Indirect | Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by RAV |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by RAV |
No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin |
No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin |
No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin |
No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin |
No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin |
No | 4 | P | Indirect | Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 3,622 | Direct | |
Class A Common Stock | 14,343 | Indirect | Reporting Person's LP interest in shares held in RA1 |
Class A Common Stock | 1,843 | Indirect | Reporting person's proportionate interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 9,565 | Indirect | son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee |
Class A Common Stock | 8,177 | Indirect | spouse is co-Trustee for the benefit of Reporting Person's son. |
Class A Common Stock | 7 | Indirect | Held by Spouse |
Class A Common Stock | 19 | Indirect | spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust |
Class A Common Stock | 25,324 | Indirect | spouse's proportionate partnership interest in shares held by RA I LP |
Class A Common Stock | 36,839 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P |
Class A Common Stock | 65,824 | Indirect | Spouses proportionate LP interest in shares held in RA4 |
Class A Common Stock | 146,004 | Indirect | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin |
Class A Common Stock | 1,975 | Indirect | Spouse's proportionate interest in shares held in RMI |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,598 | 6,598 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,622 | 3,622 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25,657 | 25,657 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,843 | 1,843 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,565 | 9,565 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 8,509 | 8,509 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 7 | 7 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 45,300 | 45,300 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 36,839 | 36,839 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 104,286 | 104,286 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 145,912 | 145,912 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
6,598 | 6,598 | Indirect | |
3,622 | 3,622 | Direct | |
25,657 | 25,657 | Indirect | |
1,843 | 1,843 | Indirect | |
9,565 | 9,565 | Indirect | |
8,509 | 8,509 | Indirect | |
7 | 7 | Indirect | |
31 | 31 | Indirect | |
45,300 | 45,300 | Indirect | |
36,839 | 36,839 | Indirect | |
104,286 | 104,286 | Indirect | |
145,912 | 145,912 | Indirect | |
1,975 | 1,975 | Indirect |
Footnotes
- Sept 22, 2016-Weighted Average Block 2- Share Price represents average price between $51.04 and $51.78.
- Sept 22, 2016-Weighted Average Block 1- Share Price represents average price between $49.4899 and $49.55.
- Proportionate Interest in shares held by RAVI
- child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A