Filing Details

Accession Number:
0001127602-16-063154
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-26 11:01:21
Reporting Period:
2016-09-22
Filing Date:
2016-09-26
Accepted Time:
2016-09-26 11:01:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247943 Corbin Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-09-22 3 $51.43 13 No 4 P Indirect Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock Acquisiton 2016-09-22 3 $51.43 13 No 4 P Indirect Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock Acquisiton 2016-09-22 2 $49.51 44 No 4 P Indirect Spouse's proportionate interest in shares held by RAV
Class A Common Stock Acquisiton 2016-09-22 12 $51.43 56 No 4 P Indirect Spouse's proportionate interest in shares held by RAV
Class A Common Stock Acquisiton 2016-09-22 48 $49.51 5,204 No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin
Class A Common Stock Acquisiton 2016-09-22 442 $51.43 5,646 No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin
Class A Common Stock Acquisiton 2016-09-22 48 $49.51 5,203 No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin
Class A Common Stock Acquisiton 2016-09-22 442 $51.43 5,645 No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin
Class A Common Stock Acquisiton 2016-09-22 48 $49.51 5,203 No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin
Class A Common Stock Acquisiton 2016-09-22 442 $51.43 5,645 No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Spouse's proportionate Interest in shares held by RAV held by Rankin Management
No 4 P Indirect Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
No 4 P Indirect Spouse's proportionate interest in shares held by RAV
No 4 P Indirect Spouse's proportionate interest in shares held by RAV
No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin
No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Matthew M. Rankin
No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin
No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of James T. Rankin
No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin
No 4 P Indirect Spouse serves as trustee for BTR 2012 GST for the benefit of Thomas Parker Rankin
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,622 Direct
Class A Common Stock 14,343 Indirect Reporting Person's LP interest in shares held in RA1
Class A Common Stock 1,843 Indirect Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock 9,565 Indirect son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee
Class A Common Stock 8,177 Indirect spouse is co-Trustee for the benefit of Reporting Person's son.
Class A Common Stock 7 Indirect Held by Spouse
Class A Common Stock 19 Indirect spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust
Class A Common Stock 25,324 Indirect spouse's proportionate partnership interest in shares held by RA I LP
Class A Common Stock 36,839 Indirect spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 Indirect Spouses proportionate LP interest in shares held in RA4
Class A Common Stock 146,004 Indirect spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock 1,975 Indirect Spouse's proportionate interest in shares held in RMI
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 6,598 6,598 Indirect
Class A Common Stock Class B Common Stock $0.00 6,598 6,598 Indirect
Class A Common Stock Class B Common Stock $0.00 6,598 6,598 Indirect
Class A Common Stock Class B Common Stock $0.00 3,622 3,622 Direct
Class A Common Stock Class B Common Stock $0.00 25,657 25,657 Indirect
Class A Common Stock Class B Common Stock $0.00 1,843 1,843 Indirect
Class A Common Stock Class B Common Stock $0.00 9,565 9,565 Indirect
Class A Common Stock Class B Common Stock $0.00 8,509 8,509 Indirect
Class A Common Stock Class B Common Stock $0.00 7 7 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 45,300 45,300 Indirect
Class A Common Stock Class B Common Stock $0.00 36,839 36,839 Indirect
Class A Common Stock Class B Common Stock $0.00 104,286 104,286 Indirect
Class A Common Stock Class B Common Stock $0.00 145,912 145,912 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,598 6,598 Indirect
6,598 6,598 Indirect
6,598 6,598 Indirect
3,622 3,622 Direct
25,657 25,657 Indirect
1,843 1,843 Indirect
9,565 9,565 Indirect
8,509 8,509 Indirect
7 7 Indirect
31 31 Indirect
45,300 45,300 Indirect
36,839 36,839 Indirect
104,286 104,286 Indirect
145,912 145,912 Indirect
1,975 1,975 Indirect
Footnotes
  1. Sept 22, 2016-Weighted Average Block 2- Share Price represents average price between $51.04 and $51.78.
  2. Sept 22, 2016-Weighted Average Block 1- Share Price represents average price between $49.4899 and $49.55.
  3. Proportionate Interest in shares held by RAVI
  4. child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child
  5. Reporting Person disclaims beneficial ownership of all such shares.
  6. N/A