Filing Details
- Accession Number:
- 0001019056-16-001553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-23 17:25:31
- Reporting Period:
- 2016-09-21
- Filing Date:
- 2016-09-23
- Accepted Time:
- 2016-09-23 17:25:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1217234 | Caredx Inc. | CDNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-09-21 | 13,829 | $4.00 | 613,473 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-09-21 | 125,000 | $4.00 | 738,473 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-09-21 | 21,437 | $4.00 | 759,910 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-09-22 | 1,809 | $3.94 | 761,719 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-09-22 | 1,742 | $3.94 | 763,461 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-09-21 | 14,538 | $4.00 | 115,512 | No | 4 | P | Indirect | By Limited Partner of the Family Partnership |
| Common Stock | Acquisiton | 2016-09-22 | 331 | $3.94 | 28,969 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Limited Partner of the Family Partnership |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 93,852 | Indirect | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | 952,464 | Indirect | By Managing Member as General Partner of Gagnon Investment Associates |
Billionaire Hedge Funds
