Filing Details

Accession Number:
0001094739-16-000253
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-19 16:12:44
Reporting Period:
2016-09-15
Filing Date:
2016-09-19
Accepted Time:
2016-09-19 16:12:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094739 Finisar Corp FNSR Semiconductors & Related Devices (3674) 943038428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444728 Todd Swanson 1389 Moffett Park Drive
Sunnyvale CA 94089-1134
Evp Sales / Marketing / R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-15 509 $10.08 262,306 No 4 M Direct
Common Stock Acquisiton 2016-09-15 750 $14.88 263,056 No 4 M Direct
Common Stock Disposition 2016-09-15 1,259 $28.12 261,797 No 4 S Direct
Common Stock Disposition 2016-09-15 4,684 $28.44 257,113 No 4 S Direct
Common Stock Disposition 2016-09-15 240 $28.20 256,873 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-09-15 509 $0.00 509 $10.08
Common Stock Stock Option (Right to Buy) Disposition 2016-09-15 750 $0.00 750 $14.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
391 2009-09-11 2018-09-11 No 4 M Direct
0 2008-12-10 2017-12-10 No 4 M Direct
Footnotes
  1. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on June 21, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.075 to $28.22 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.93 to $28.735 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.16 to $28.24 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.