Filing Details

Accession Number:
0000009984-16-000184
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-19 14:38:56
Reporting Period:
2016-09-16
Filing Date:
2016-09-19
Accepted Time:
2016-09-19 14:38:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453850 J Christopher Stephens Barnes Group Inc.
123 Main Street
Bristol CT 06010
Svp, Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-09-16 23,039 $38.76 81,583 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,284 Indirect By Company's Employee Stock Purchase Plan
Common Stock 1,849 Indirect By Company's 401(k) Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.56 to $39.11, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Transaction is made in accordance with a 10b5-1 Trading Plan entered into on August 12, 2016.
  3. Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015 and 7000 granted 2/10/2016, that are subject to forfeiture if certain events occur.