Filing Details

Accession Number:
0000899243-16-028879
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-13 16:24:58
Reporting Period:
2016-09-09
Filing Date:
2016-09-13
Accepted Time:
2016-09-13 16:24:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620393 Nexpoint Residential Trust Inc. NXRT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167365 Highland Capital Management Lp 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
President Yes Yes Yes No
1617621 Nexpoint Advisors, L.p. 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-09 7,600 $19.74 15,400 No 4 P Indirect By NexPoint Advisors, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By NexPoint Advisors, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,051 Direct
Common Stock 1,699,820 Indirect By Highland Capital Management, L.P.
Common Stock 1,860,832 Indirect By trust
Common Stock 7,500 Indirect By limited liability company
Common Stock 18,955 Indirect By employee benefit plan
Common Stock 49,542 Indirect By trust
Footnotes
  1. These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through an advised account. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  2. These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
  4. These shares are held by a limited liability company in which the trust referenced in footnote 3 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.