Filing Details
- Accession Number:
- 0001209191-16-141099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-09-13 14:48:20
- Reporting Period:
- 2016-09-09
- Filing Date:
- 2016-09-13
- Accepted Time:
- 2016-09-13 14:48:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216508 | W Robert Helm | C/O General Dynamics Corporation 2941 Fairview Park Drive Falls Church VA 22042 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 Par Value | Acquisiton | 2016-09-09 | 84,307 | $67.70 | 157,176 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-09-09 | 43,172 | $150.58 | 114,004 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-09-09 | 41,135 | $151.29 | 72,869 | No | 4 | S | Direct | |
| Common Stock, $1.00 Par Value | Acquisiton | 2016-09-12 | 3,483 | $67.70 | 76,352 | No | 4 | M | Direct | |
| Common Stock, $1.00 Par Value | Disposition | 2016-09-12 | 3,483 | $150.49 | 72,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2016-09-09 | 84,307 | $0.00 | 84,307 | $67.70 |
| Common Stock | Stock Options | Disposition | 2016-09-12 | 3,483 | $0.00 | 3,483 | $67.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,483 | 2020-03-05 | No | 4 | M | Direct | |
| 0 | 2020-03-05 | No | 4 | M | Direct |
Footnotes
- Sale prices ranged from $150.00 to $150.99. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $151.00 to $151.60. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $150.49 to $150.51. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.
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