Filing Details

Accession Number:
0001209191-16-140850
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 20:03:04
Reporting Period:
2016-09-07
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 20:03:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260968 Marlin Business Services Corp MRLN State Commercial Banks (6022) 383686388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374566 Willem Mesdag 10100 Santa Monica Boulevard, Suite 925
Los Angeles CA 90067
No No Yes No
1374588 Red Mountain Capital Partners Llc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No Yes No
1374603 Red Mountain Partners, L.p. 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No Yes No
1374606 Rmcp Gp Llc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No Yes No
1374607 Red Mountain Capital Management Inc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No Yes No
1628461 Rmcp Manager Llc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
1628512 Red Mountain Investors I Llc - Series A 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-09-07 7,400 $18.88 7,400 No 4 P Indirect See Footnotes and Remarks
Common Stock Acquisiton 2016-09-08 12,000 $19.06 19,400 No 4 P Indirect See Footnotes and Remarks
Common Stock Acquisiton 2016-09-09 5,600 $19.00 25,000 No 4 P Indirect See Footnotes and Remarks
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes and Remarks
No 4 P Indirect See Footnotes and Remarks
No 4 P Indirect See Footnotes and Remarks
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,124,267 Indirect See Footnotes and Remarks
Common Stock 852,658 Indirect See Footnotes and Remarks
Footnotes
  1. These shares of common stock were purchased on the open market by Red Mountain Capital Partners LLC ("RMCP"). The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.845 to $18.90, inclusive. Each of Willem Mesdag, Red Mountain Partners, L.P. ("RMP"), RMCP GP LLC ("RMCP GP"), RMCP, Red Mountain Investors I LLC ("RMI"), RMCP Manager LLC ("RMCPM") and Red Mountain Capital Management, Inc. ("RMCM") undertakes to provide to Marlin Business Services Corp. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
  2. These shares are held directly by RMCP.
  3. These shares of common stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.93 to $19.24, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP, RMI, RMCPM and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
  4. These shares of common stock were purchased by RMCP on the open market. The price reported in Column 4 is a weighted average price per share. These shares were purchased in multiple transactions at prices ranging from $18.975 to $19.00, inclusive. Each of Willem Mesdag, RMP, RMCP GP, RMCP, RMI, RMCPM and RMCM undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were purchased.
  5. These shares are held directly by RMP.
  6. These shares are held directly by RMI.