Filing Details

Accession Number:
0001209191-16-140745
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-09-09 16:20:28
Reporting Period:
2016-09-07
Filing Date:
2016-09-09
Accepted Time:
2016-09-09 16:20:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
40533 General Dynamics Corp GD Ship & Boat Building & Repairing (3730) 131673581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216508 W Robert Helm C/O General Dynamics Corporation
2941 Fairview Park Drive
Falls Church VA 22042
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Acquisiton 2016-09-07 41,250 $74.81 108,119 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2016-09-07 35,250 $152.99 72,869 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2016-09-08 41,250 $74.81 114,119 No 4 M Direct
Common Stock, $1.00 Par Value Acquisiton 2016-09-08 73,410 $71.01 187,529 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2016-09-08 82,269 $152.19 105,260 No 4 S Direct
Common Stock, $1.00 Par Value Disposition 2016-09-08 32,391 $152.42 72,869 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-09-07 41,250 $0.00 41,250 $74.81
Common Stock Stock Options Disposition 2016-09-08 41,250 $0.00 41,250 $74.81
Common Stock Stock Options Disposition 2016-09-08 73,410 $0.00 73,410 $71.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,250 2018-03-01 No 4 M Direct
0 2018-03-01 No 4 M Direct
0 2019-03-06 No 4 M Direct
Footnotes
  1. Sale prices ranged from $152.81 to $153.18. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  2. Sale prices ranged from $151.36 to $152.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  3. Sale prices ranged from $152.36 to $152.62. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  4. Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.
  5. Fifty percent became exercisable on 03/07/2013 and the remaining fifty percent became exercisable on 03/07/2014.